Compliance Assessment Group jobs - New York, NY
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Featured Job Postings from the Web
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| May 28 | Anti-Money Laundering Compliance Officer | Compliance Search Group | New York, NY |
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and maintenance of the BSA/AML/OFAC Compliance Program for the bank. The ... annual BSA/AML Risk Assessment and Self Assessment q Ensure AML/OFAC/anti-corruption... more |
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| May 28 | Compliance Manager - Research & Development | Forest Laboratories | New York, NY |
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including PhRMA Compliance, OIG Compliance, and Corporate Compliance. - ... regular basis to the Compliance Department, Compliance Committee and senior management on... more |
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| May 28 | Compliance Officer Bank Review, AVP | Compliance Search Group | New York, NY |
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support areas with a view towards assessing compliance with applicable federal and state ... professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry... more |
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| May 20 | VP, Business Control Risk Officer - Wealth Management | Compliance Search Group | New York, NY |
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& Testing to manage and resolve audit/compliance findings Perform testing and ... sales experience with an expertise in compliance and/or business control and risk... more |
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| May 18 | Compliance Manager (Correspondent Banking) | Horizon Group | New York, NY |
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through compliance seminars, conferences, compliance committees, external training and ... assessment. v Raise or escalate all serious compliance issues to Head Office Compliance... more |
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| May 14 | Compliance Examiner / Manager (Broker Dealer) - Marsh & McLennan Companies Corporate | Mmco | New York, NY |
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As a Compliance Examiner / Manager in the Broker Dealer department of Marsh & McLennan Com ... compliance requirements and managing risk. Compliance professionals interpret and help... more |
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| May 14 | High - Net Worth Regional Compliance Officer - CT | Financial Services Company | New York, NY |
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branch offices. The Compliance Advisory Group and this particular individual will ... Coordinate Compliance Reviews with the Compliance Monitoring and Control Team... more |
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| May 14 | Banking Compliance VP | Compliance Search Group | New York, NY |
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requested information. Assess current compliance polices, including employee ... trends. Establish and conduct a bank-wide compliance training program. Job... more |
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| May 14 | Alternative Investments Compliance Officer | Compliance Search Group | New York, NY |
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their Alternative Investments division. The Compliance Officer will be responsible for ... 7+ years of experience working with hedge funds/private equity, providing compliance suppo... more |
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| May 14 | Tax Manager - Family Office Group | Industry Leading Asset Management Firm | New York, NY |
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Preparation of annual and quarterly tax estimates for the Founding Member and family members and continual updating of estimates for inclusion in cash flow projections. Point of... more |
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| May 14 | Anti-Money Laundering Project Manager VP and SVP role | Compliance Search Group | New York, NY |
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with Anti-Money Laundering experience. The Compliance Project Management Program Office ... enhancing the quality of integrated Global Compliance Control data and operating... more |
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| May 08 | IS COB & Controls Sr Group Mgr - Engineering & Systems Design job | Citigroup | New York, NY |
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* Annual assessment of business impacts and assessment of recovery strategies * ... including purchasing cycle and supplier assessment * Discipline certifications a... more |
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| May 06 | Management Consultant - Bank Compliance & Regulatory | Compliance Search Group | New York, NY |
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assess, and manage risks related to compliance. Primary responsibilities will ... specifically related to consumer compliance regulations (e.g., Federal Reserve... more |
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| May 06 | Chief Compliance Officer- Global Brokerage Firm | Mergis Group, A Division of Spherion | New York, NY |
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Capital Markets Firm Seeks a Chief Compliance Officer *The Chief Compliance ... regulatory compliance (CFTC and Fed) *Develop and Ensure Compliance with the companys poli... more |
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| May 06 | Compliance Risk Assessment - Investment Bank | Compliance Search Group | New York, NY |
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client, a top-tier investment bank, seeks a Compliance Risk Assessment Supervisor. ... and Internal Control and Compliance Risk Assessment Methodology processes... more |
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| May 04 | Compliance Examiner/Manager (Broker Dealer) - Marsh & McLennan Companies Corporate | Marsh | New York, NY |
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As a Compliance Examiner / Manager in the Broker Dealer department of Marsh & McLennan Com ... compliance requirements and managing risk. Compliance professionals interpret and help... more |
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| May 04 | Compliance Vice President | BlackRock | New York, NY |
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continuing education program and annual compliance presentations concerning ... Skills and Requirements: BS/BA degree; Minimum of 4 years of compliance experience with 2... more |
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| Apr 29 | Monitoring, Surveillance and Investigations - Securities | Compliance Search Group | New York, NY |
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professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry ... Minimum of eight years of compliance and/or regulatory experience, with knowledge of the... more |
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| Apr 29 | Regulatory Compliance Specialist | Weisermazars.com | New York, NY |
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the independent U.S. member firm of Mazars Group, ranks as the 21st largest audit, tax ... preferred Certification in regulatory compliance preferred (e.g., CAMS, CRCM)... more |
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| Apr 29 | Bank and Anti-Money Laundering Compliance Officer | Compliance Search Group | New York, NY |
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through compliance seminars, conferences, compliance committees, external training and ... serious compliance issues to the Head Office Compliance resp. the Chief Compliance Office... more |
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| Apr 22 | Chief AML Compliance Officer | Top International Investment Firm | New York, NY |
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The Position: The Chief AML Compliance Officer reports to the Regional Head of Compliance ... CIB Anti-Money Laundering/US Patriot Act Compliance Program... more |
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| Apr 15 | Compliance VP Securities Trade Monitoring | Compliance Search Group | New York, NY |
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ratings agency seeking an experienced compliance professional to supervise the ... He/she will also provide guidance on trading to Compliance and company stakeholders, manag... more |
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| Mar 25 | Asset Management Compliance Officer | Compliance Search Group | New York, NY |
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compliance controls Conduct quarterly risk assessment of control environment Maintain ... compliancesearch.com The Compliance Search Group is the oldest, largest and most... more |
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| Mar 20 | Compliance Counsel | Robert Walters | New York, NY |
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group at a law firm or in-house hedge fund compliance experience; Knowledge of hedge ... the compliance wall intact and maintain our compliance supervisory structure; Ability to... more |
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| Mar 11 | Asset Management Trading Compliance Specialist | Compliance Search Group | New York, NY |
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Principal Responsibilities: The Senior Compliance Analyst - Equity will be ... Firms application of Rule 38a-1 and 206(4)-7 compliance programs. Qualifications: Strong... more |
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| Feb 23 | Governance, Risk and Compliance Associate - Risk Management job | BlackRock | New York, NY |
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BlackRock has a Governance, Risk and Compliance (GRC) group with professionals dedicated ... Internal Audit, Operational Risk, Legal and Compliance, Financial Controls Reporting,... more |
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More Job Postings from the Web
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| May 29 | IT Governance Analyst - Technology Services Group | Federal Reserve Bank of New York | New York, NY |
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will help synchronize processes, risk and compliance requirements, and instill ... in performing and documenting risk and compliance assessments. * Establish,... more |
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| May 29 | IT Governance Analyst - Technology Services Group | Federal Reserve Bank of Minneapolis | New York, NY |
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will help synchronize processes, risk and compliance requirements, and instill ... in performing and documenting risk and compliance assessments. * Establish,... more |
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| May 22 | Director- Control Room Compliance | Madison-davis Group; | New York, NY |
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The position of Capital Markets Compliance Officer has compliance oversight ... methodology and appropriate standards for compliance by serving as local Compliance... more |
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| May 20 | Compliance Examiner/Manager (Broker Dealer) - Marsh & McLennan Companies Corporate | Marsh & Mclennan Companies | New York, NY |
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compliance requirements and managing risk. Compliance professionals interpret and help ... Job Compliance/Regulatory Services Primary Location US-NY-New York Marsh & McLennan Compan... more |
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| May 17 | Director - Compliance | American International Group | New York, NY |
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and compliance. 5. May oversee the RCSA compliance-related risk assessment process ... and procedures; overseeing compliance risk assessment processes, implementing compliance... more |
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| May 14 | Manager, Safety Evaluation & Risk Assessment | Novartis | Parsippany, NJ |
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Responsible for the continual safety assessment and evaluation of the safety ... safety and regulatory compliance Risk Assessment *Participate in triage of incoming... more |
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| May 14 | Manager, Safety Evaluation & Risk Assessment | Consumer Health | Parsippany, NJ |
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safety and regulatory compliance Risk Assessment *Participate in triage of incoming ... overall performance objectives for the group in line with departmental objectives;... more |
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| May 14 | Manager, Safety Evaluation & Risk Assessment | Novartis Ag | Parsippany, NJ |
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Responsible for the continual safety assessment and evaluation of the safety ... safety and regulatory compliance Risk Assessment Participate in triage of incoming... more |
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| May 11 | Associate Director, Compliance - Legal Group | Shionogi | Florham Park, NJ |
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Associate Director, Compliance will: : Manage matters related to company's compliance prog ... programs in corporate governance, healthcare compliance and other areas of compliance as... more |
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| May 10 | Compliance Risk Assessment Anl | HSBC Holdings | New York, NY |
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who support the Compliance Mapping and Risk Assessment review project. Upon completion of ... supporting the PWC supported Compliance Risk Assessment Project for the Global Banking and... more |
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| May 09 | Life Sciences Senior Manager - Management Compliance, Operations, Analytics and Reporting | Deloitte Development | New York, NY |
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drive operational, financial and regulatory compliance processes; as well as solutions ... (cCTD submissions) * Sales and marketing compliance * Promotional Quality Assurance... more |
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| May 07 | GWIM Compliance - Compliance Program and Testing Team | Bank of America | New York, NY |
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COMPLIANCE ONLY - Implements and manages compliance programs for one or more business ... Exhibits Compliance influence and ensures accountability for Compliance elements of the Ri... more |
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| May 05 | Life Sciences Quality and Compliance Manager | Accenture | New York, NY |
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and Technology Consulting. This consulting group structure provides outstanding ... and manage client value creation, from assessment through implementation. Technology... more |
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| Apr 14 | Head of Compliance Architecture | Citi | New York, NY |
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for leading a centralized Global Compliance group that supports Compliance ... priorities Define effective Compliance risk assessment and reporting methodologies, and... more |
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| Apr 10 | Sourcing Group Manager MIB Risk & P2P | Citizens Financial Group | Stamford, CT |
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Services in providing an independent assessment of Supply Chain compliance with ... suppliers, contract policy and Vendor risk assessment requirements. Support existing and... more |
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| Apr 09 | IT Compliance and Risk Manager | AXA Equitable | Jersey City, NJ |
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Job Description:The IT Compliance and Risk Management Director leads IT compliance and ris ... risk capabilities, risk assessment and compliance transformation,... more |
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| Apr 06 | Director of Prevention, Assessment, & Treatment | Columbia University | New York, NY |
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Provide individualized alcohol, tobacco/other substance abuse assessment and/or early inte ... special indications for this position HIPAA Compliance training required Yes... more |
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| Mar 29 | Customs Compliance Manager | Warnaco Group | New York, NY |
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exciting opportunity for a talented Customs Compliance Manager to join our team. ... include solid management skills. The Customs Compliance Manager must possess knowledge and... more |
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| Mar 29 | Compliance Risk Assessment Anl | HSBC | New York, NY |
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Title: Compliance Risk Assessment Anl Location: North America-United States-New York-New ... supporting the PWC supported Compliance Risk Assessment Project for the Global Banking and... more |
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| Mar 27 | Legal and Compliance Risk Examiner (AML Specialist) - Financial Institution Supervision | Federal Reserve Bank | New York, NY |
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professionals to supervise the legal and compliance infrastructures of complex ... the following roles: financial institution compliance department; compliance consultant... more |
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| Feb 15 | Senior Compliance Counsel | Mla Global | New York, NY |
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The Firm seeks to hire a Compliance Counsel to support their capital markets group (a long ... monitoring of procedures and controls, the assessment of compliance risks, and... more |
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| Feb 10 | Senior Compliance Counsel | Major, Lindsey & Africa | New York, NY |
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The Firm seeks to hire a Compliance Counsel to support their capital markets group (a long ... monitoring of procedures and controls, the assessment of compliance risks, and... more |
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| Dec 13 | Executive Director Bank Group AML Compliance Officer | Compliance Search Group | New York, NY |
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part of the Global AML Group and Bank Group Compliance within firm Legal and Compliance ... of the Bank's annual AML compliance risk assessment Drafting and implementing critical... more |
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| Nov 22 | Compliance Assessment Group | Morgan Stanley | New York, NY |
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The Compliance Assessment Group within the Morgan Stanley Institutional Securities Legal ... covered by the Compliance Assessment Group include Sales and Trading, Investment... more |
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