Compliance Officer jobs - New York, NY
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| Jun 01 | Senior Compliance Officer | AIG | New York, NY |
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and implementation of an annual compliance training program on compliance ... including demonstrable experience with compliance risk assessment, compliance... more |
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| May 30 | Risk, Legal, & Compliance Officer | Sageworks | New York, NY |
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professional to join the company as our Compliance, Risk, and Legal Officer. The ... focused individuals who can anticipate legal compliance challenges in our business model. more |
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| May 29 | Compliance Associate in New York City - 5+ years experience | Huxley | New York, NY |
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About the position: You will serve as a compliance officer liaising daily with ... position will entail serving on a team of compliance officers to various clients... more |
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| May 28 | Anti-Money Laundering Compliance Officer | Compliance Search Group | New York, NY |
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investment bank. The company seeks an AML Compliance Officer who will be responsible ... address best practices. The AML Compliance Officer has significant interaction with... more |
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| May 28 | Compliance Officer Bank Review, AVP | Compliance Search Group | New York, NY |
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services firm is seeking a Compliance Officer that will join a team of 10 ... professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry... more |
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| May 27 | Compliance Officer | Chartis | New York, NY |
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devise and execute on detailed full-time compliance monitoring and testing plan across ... reached in accordance with established compliance monitoring and testing methodology... more |
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| May 27 | Institutional Options Compliance Officer | Compliance Search Group | New York, NY |
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and other services, seeks an Options Compliance Officer. The compliance ... developments. Qualifications: 5- 7+ years Compliance experience. In-depth knowledge of... more |
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| May 25 | Compliance Manager | JPMorgan Chase | New York, NY |
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Treasury & Securities Services ("TSS") Compliance supports the WSS business ... seeking a highly motivated Senior Compliance Officer with at least five (5) years of... more |
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| May 25 | Local Compliance Officer | Saint Barnabas Health Care System | Newark, NJ |
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compliance objectives in the areas of compliance education, internal ... advanced training; experience managing compliance requirements of government and... more |
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| May 24 | Compliance Officer | Kimber Mfg | Elmsford, NY |
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its business objectives while maintaining compliance with operational regulatory ... such violations; Monitoring and coordinating compliance activities of other departments;... more |
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| May 23 | Director of Business & Auxiliary Services (Administrative Officer) | City College of New York | New York, NY |
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- Oversees legal, safety, fiscal, and other compliance requirements. - Oversees ... Officer CONTRACT TITLE: Higher Education Officer FLSA: Exempt CAMPUS SPECIFIC... more |
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| May 23 | PMO Analyst | Tephrainc | Stamford, CT |
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Program meetings (operating review etcRun compliance report every week and along with PMs take corrective actions for non-compliance. Fill up role as an "Acting PM" in... more |
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| May 23 | Banking Compliance Officer | Forum Group | New York, NY |
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of Federal Reserve and OCC regulations. The compliance officer will meet wtih the ... changes and requirments. Additionally the compliance officer will provide risk... more |
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| May 22 | Managing Director - Futures/Commodities Compliance - job | Robert Half Finance & Accounting | New York, NY |
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focused primarily on futures and commodities compliance issues. This represents an ... of regulatory, consulting and Chief Compliance Officer roles within the financial... more |
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| May 20 | Compliance Officer - Consumer Lending | Bank | New York, NY |
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Compliance Officer Consumer Lending Our client, a midtown banking institution, is ... currently looking for a Consumer Compliance Officer. The position will be VP level role. more |
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| May 20 | Anti-Money Laundering Banking Compliance Officer | Compliance Search Group | New York, NY |
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seeks an Anti-Money Laundering Banking Compliance Officer Responsibilities include: ... EXPERIENCE: 5+ years experience in compliance or related position. more |
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| May 19 | Director Medical Review Corporate Privacy Officer | Visiting Nurse Service of New York | New York, NY |
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Director Medical Review\Corporate Privacy Officer City: Manhattan Job ID: 21412 ... and procedures. Acts as agencys privacy officer and assures compliance with federal,... more |
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| May 19 | Director - Compliance | AIG | New York, NY |
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the business. Consult Business Unit Chief Compliance Officer on Corporate policies, ... Officer and/or Business Unit Chief Compliance Officer and General Counsel as... more |
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| May 18 | Compliance Manager (Correspondent Banking) | Horizon Group | New York, NY |
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through compliance seminars, conferences, compliance committees, external training and ... all serious compliance issues to Head Office Compliance resp. the Chief Compliance Office... more |
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| May 17 | Administrative Officer - School of Arts & Sciences | Hunter College of the City University of New York | New York, NY |
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- Oversees legal, safety, fiscal, and other compliance requirements. - Oversees ... Officer CONTRACT TITLE: Higher Education Officer FLSA: Exempt CAMPUS SPECIFIC... more |
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| May 16 | Compliance Officer | AIG | New York, NY |
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devise and execute on detailed full-time compliance monitoring and testing plan across ... reached in accordance with established compliance monitoring and testing methodology... more |
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| May 15 | AVP-Compliance | Moody's Investors Service | New York, NY |
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compliance reports outlining the results of Compliance's Surveillance program and present ... Qualifications -At least eight years of compliance and/or audit experience focusing on com... more |
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| May 14 | Chief Compliance Officer - Derivatives & Swaps | Compliance Search Group | New York, NY |
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Officer to develop, implement and manage a compliance program for their derivatives and ... o real-time market monitoring; o compliance with audit trail requirements; o... more |
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| May 14 | Chief AML Compliance Officer | Compliance Search Group | New York, NY |
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firm, seeks a Chief Anti-Money Laundering Officer for their U.S. Bank and Broker Dealer division, based in New York Responsibilities include: Vetting of all new counterparties,... more |
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| May 14 | Compliance Officer | UBS Financial Services | Weehawken, NJ |
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Compliance Officer, Wealth Management Americas, Wealth Mangement Advisor Group Compliance. ... and training. Works closely with Chief Compliance Officer and other senior... more |
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| May 14 | High - Net Worth Regional Compliance Officer - CT | Financial Services Company | New York, NY |
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investment bank seeks a Regional Compliance Officer responsible for the oversight of ... Compliance RCA, Induction Training, Compliance SLA, Special Projects and Reviews,... more |
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| May 11 | Banking Group Compliance Analyst. | UBS Financial Services | Weehawken, NJ |
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you will be working with Banking Product Compliance Officers to perform the on-going ... metrics, researching / resolving on-going compliance issues, reviewing exception... more |
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| May 09 | Assistant Program Officer (Academic Program Coordinator) - Ph.D. Program in History | Graduate School & University Center of the City University of New York | New York, NY |
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Officer (DEO), the Assistant Program Officer (APO) will serve as the program ... the History Program. The Assistant Program Officer has the following responsibilities: -... more |
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| May 09 | Security Officer | New York, NY | |
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Monitor and ensure associate key control compliance. Check associate identification and process temporary identification cards to vendors and visitors. Assists with the... more |
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| May 09 | Fixed Income Compliance Officer | Guggenheim | New York, NY |
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The Fixed Income Compliance Officer will be responsible for keeping Compliance policies ... and execute surveillance and testing of Compliance and supervisory procedures. *... more |
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| May 08 | VP Alternative Investment Compliance | R. Marin Enterprises | New York, NY |
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The Compliance Officer responsible for the oversight of the alternative investments ... * 7+ years of experience working with hedge funds/private equity, providing compliance sup... more |
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| Apr 27 | Sr. Client PMO Manager/Sr. Project Manager - Technical Project Management job | Citigroup | New York, NY |
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Client Delivery, Operations, Legal and Compliance, as well as other internal ... marketing/communications, and legal/compliance. Manages and reports on critical... more |
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| Apr 25 | Commercial Lending Officer - Long Island | First Trade Union Bank | New Hyde Park, NY |
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and maintenance of credit files to ensure compliance with all legal, regulatory and Bank policy requirements. Participation in community related activities and organizations. more |
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| Apr 24 | Consultant Coverage Officer, Institutional Channel - Sales - Financial / Insurance job | BlackRock | New York, NY |
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Role Description: The Consultant Coverage Officer will report to the Head of US ... work in a team environment is critical Clean compliance record required Clean U-4... more |
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| Apr 24 | Head of COO Services - Sales & Trading job | BlackRock | New York, NY |
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RQA and Internal Audit and Finance- Ensure compliance with BCM plans and activities throughout the department Own the monthly Business Operations Leadership Committee meeting-... more |
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| Apr 17 | Chief Of Staff for Citi's Chief Compliance Officer - job | Citigroup | New York, NY |
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of compliance responsibilities for the Chief Compliance officer and the Compliance ... Compliance Officer in scoping and managing compliance-oriented projects, drafting,... more |
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| Mar 30 | FS CIO Advisory IM BI Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider ... data management policies, procedures, compliance & risk management. This includes a... more |
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| Mar 30 | FS CIO Advisory IM BI Experienced Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider ... data management policies, procedures, compliance & risk management. This includes a... more |
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| Mar 29 | Chief Administration Officer - US (NYC) | Marina Sirras & Associates | New York, NY |
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law firm, seeks a Chief Administrator Officer to be based in the firms New York ... compensation and benefits; monitor compliance with all government regulations as... more |
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| Mar 22 | PMG FI Compliance Officer - job | BlackRock | New York, NY |
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Company Overview: BlackRock is a leader in investment management, risk management and advisory services for institutional and retail clients worldwide. With approximately $3.4... more |
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| Mar 20 | Compliance Counsel | Robert Walters | New York, NY |
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The role will report to the Chief Compliance Officer and General Counsel and ... the compliance wall intact and maintain our compliance supervisory structure; Ability to... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Director | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 08 | FS CIO Advisory ITSM Director | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 07 | FS CIO Advisory ITSM Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 05 | Chief Compliance Officer | Wnet | New York, NY |
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federal funds. WNET is seeking a Chief Compliance Officer to assume primary ... Financial Officer, the Chief Compliance Officer will have primary responsibility for... more |
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| Feb 25 | Credit Officer- Precious Metals - Investment Banking job | Robert Half Finance & Accounting | New York, NY |
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as AML Officer and will be responsible for compliance with anti-money laundering laws ... Duties: Act as Anti-Money Laundering (AML) Officer (ensuring control, compliance,... more |
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| Jan 25 | Financial Aid Officer | Columbia University | New York, NY |
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to the Executive Director, the Financial Aid Officer counsels students, determines their ... match problems, and loan histories. Verifies compliance and eligibility for students... more |
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| Jul 26 | Loss Prevention Officer | Kohl's | Oceanside, NY |
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is not effective Assists in monitoring Store compliance with Company policies and procedures on theft deterrence, safety, and operational controls Implements and promotes Store... more |
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